dealing on own account (article 4.1(6) MiFID) and.execution of orders on behalf of clients (article 4.1(5) MiFID).investment advice (article 4.1(4) MiFID).7 Article 4 MiFID defines some of them in more detail 5: However, as explained in PERG 13.1 above, for ease of reference we have retained the references to the relevant MiFID provisions in this chapter. 7 There are nine 5 investment services and activities in Part 3 7 (A1 to A9 have now been onshored in paragraph 1 to paragraph 9). The list in 7 Section A of Annex 1 of MiFID has been onshored in Part 3 of Schedule 2 to the Regulated Activities Order. Where do we find a list of MiFID services and activities? If you do not allow these cookies, you will experience less targeted advertising.įind out more about or view our cookie policy. They do not store directly information which allows us to identify you personally but are based on uniquely identifying your browser and internet device. They may be used by those companies to build a profile of your interests and show you relevant adverts on other sites. These cookies may be set through our site by our advertising partners. If you do not allow these cookies then some or all of these services may not function properly. They may be set by us or by third party providers whose services we have added to our pages. These cookies enable the website to provide enhanced functionality and personalisation. If you do not allow these cookies we will not know when you have visited our site and will not be able to monitor its performance. All information these cookies collect is aggregated and therefore anonymous.
They help us to know which pages are the most and least popular and see how visitors move around the site. These cookies allow us to count visits and traffic sources so we can measure and improve the performance of our site. These cookies do not store any information which allows us to identify you unless you are logged into your account. You can set your browser to block or alert you about these cookies, but some parts of the site will not then work. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms. These cookies are necessary for the website to function and cannot be switched off in our systems. Check your settings below and select the cookies you’re happy with.
0 kommentar(er)
